American Elm Advisors (“AE Advisors”) offers compliance consulting, distribution, and marketing services to Broker/Dealers (“BDs”), Registered Investment Advisors (“RIAs”), and Insurance Companies. Through our affiliated broker-dealer, which was formed in 2010, American Elm Distribution Partners, LLC (“AEDP”), we can also supervise FINRA Registered Representatives and assist in various distribution related compliance services. Our leadership has more than 50 years of combined experience in retail and institutional asset management, compliance, sales, and distribution.

We partner with leading, boutique Portfolio Managers and Investment Advisors to create and distribute innovative alternative investments with the goal of helping the end client enhance their portfolio with more diversified investment solutions.