American Elm Partners with Dennis P. Beirne of Milford Point

We are pleased to announce an agreement with Milford Point, LLC (“Milford Point”) to enhance and extend our compliance consulting services. Dennis P. Beirne, Founder and General Manager, will represent Milford Point under the arrangement. Mr. Beirne, who will bring over 30 years of experience in financial services to American Elm Advisors, is joining the organization as a Senior Compliance Consultant. Mr. Beirne’s experience spans multiple disciplines across broker dealer activities, registered investment advisory services, and insurance/annuities processing, including compliance, operations, and technology. In his role at American Elm Advisors, Mr. Beirne will be responsible for consulting on regulatory compliance, legal matters, data analysis, business intelligence, and digital solutions.

Mr. Beirne holds FINRA 6, 7, 24, 53, 63 & 65 registrations. He spent 30 years in various roles at the securities brokerage and investment advisory subsidiaries of People’s United Bank, N.A. (through their acquisition by M&T Bank). During his tenure, Mr. Beirne spent 11 years as both Chief Operating Officer and Chief Compliance Officer of People’s Securities, Inc., an SEC and FINRA dual registrant firm. Mr. Beirne served as a large firm representative on FINRA District Committee Eleven from 2013 to 2016

“We are thrilled to welcome Dennis to our team as our new Senior Compliance Consultant. With an extensive background in operations, compliance and technology in the investment and insurance/annuities markets, he brings unparalleled experience and insight to our organization. His proven leadership and deep understanding of regulatory landscapes will be invaluable as we continue to uphold the highest standards of compliance and integrity.“ Jessica Murray, CCO American Elm.

About American Elm

American Elm Advisors provides Compliance and Training Consulting, along with Investor Relations Services to RIAs, fund managers, annuity/insurance companies, and broker-dealers. Our affiliate, American Elm Distribution Partners, is a managing broker-dealer in the retail marketplace.

Our mission: to empower independent RIA’s and their clients, enabling them to reach their fullest potential by seamlessly blending innovative non-traditional investment strategies with strong compliance and investor relations expertise. At the heart of American Elm lies accessibility, education, and compliance.

americanelmadvisors.com

FOR IMMEDIATE RELEASE:
Contact: Jessica Murray
CCO, American Elm Advisors
Email: jmurray@americanelmadvisors.com
Date: 06/12/2024


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